Notification regarding unquoted securities - RAC
Released
Released
Announcement PDF
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
RACE ONCOLOGY LTD
Date of this announcement
Thursday December 21, 2023
The +securities the subject of this notification are:
Other
Total number of +securities to be issued/transferred
ASX +security
code
Security description
RACAAA
OPTION EXPIRING 29-MAY-2026 EX $1.25
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
1/9
Total number of
+securities to be
issued/transferred
Issue date
447,831
21/12/2023
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
RACE ONCOLOGY LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ABN
61149318749
1.3 ASX issuer code
RAC
1.4 The announcement is
New announcement
1.5 Date of this announcement
21/12/2023
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
2/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
Piggyback options issued upon exercise of bonus options. Refer to Prospectus lodged 22/11/2023
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
has an existing ASX security code ("existing class")
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
3/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to
ASX in an Appendix 3B
Additional +securities in an existing class
ASX +security code and description
RACAAA : OPTION EXPIRING 29-MAY-2026 EX $1.25
Date the +securities the subject of this notification were issued
21/12/2023
Will these +securities rank equally in all respects from their issue date with the existing issued
+securities in that class
Yes
Any other information the entity wishes to provide about the +securities the subject of this notification
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
Refer to Prospectus lodged 22/11/2023 and Appendix 3B lodged 22/11/2023.
Issue details
Number of +securities
447,831
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Piggyback options issued on a 3:1 basis upon exercise of bonus options.
Purpose of the issue
Other
Additional Details
Refer to section 3.1 of Prospectus for use of funds.
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
4/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
5/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
6/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
+securities on issue
ASX +security code and description
RAC : ORDINARY FULLY PAID
163,233,214
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
+securities on issue
ASX +security code and description
RACAN : OPTION EXPIRING 03-DEC-2026 EX $4.77
150,000
RACAI : OPTION EXPIRING 29-NOV-2025 EX $2.65
4,000,000
RACAS : OPTION EXPIRING 01-NOV-2028 EX $1.95
1,116,083
RACAT : OPTION EXPIRING 01-NOV-2028 EX $2.23
489,408
RACAU : OPTION EXPIRING 04-JUN-2024 EX $0.75
7,827,438
RACAV : OPTION EXPIRING 31-JAN-2028 EX $2.92
166,450
RACAW : OPTION EXPIRING 24-OCT-2028 EX $1.32
308,247
RACAO : OPTION EXPIRING 22-JUN-2027 EX $2.46
132,000
RACAP : OPTION EXPIRING 15-AUG-2027 EX $3.17
111,000
RACAD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES
3,660,000
RACAAA : OPTION EXPIRING 29-MAY-2026 EX $1.25
941,133
RACAM : OPTION EXPIRING 01-JUL-2026 EX $4.90
222,219
RACAX : OPTION EXPIRING 29-NOV-2028 EX $1.45
1,534,712
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
7/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
RACAY : OPTION EXPIRING 29-NOV-2028 EX $4.25
3,061,101
RACAZ : OPTION EXPIRING 01-DEC-2028 EX $1.39
579,535
RACAL : OPTION EXPIRING 12-JUL-2026 EX $4.76
270,000
RACAR : OPTION EXPIRING 03-MAR-2028 EX $3.32
110,392
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
8/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
1
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
9/9
Share your feedback
Discover