Appendix 3Y-Daniel Tillett
Released
Released
Announcement PDF
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
Race Oncology Limited
ABN
61 149 318 749
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
Daniel Tillett
Date of last notice
2 March 2020
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest
Direct
Nature of indirect interest
(including registered holder)
N/A
Note: Provide details of the circumstances
giving rise to the relevant interest.
Date of change
30 November 2020
No. of securities held prior
to change
9,200,000 – fully paid ordinary shares
4,250,000 – options exercisable at $0.099, expiring 31/08/2021
2,500,000 – options exercisable at $0.19, expiring 25/11/2022
Class
Unlisted options exercisable at $2.65, expiring 29/11/2025 and
subject to vesting conditions.
Number acquired
2,000,000
Number disposed
-
Value/Consideration
includes brokerage/gst
Issue of incentive options following shareholder approval
granted on 30 November 2020.
Note: If consideration is non-cash, provide
details and estimated valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after
change
9,200,000 – fully paid ordinary shares
4,250,000 – options exercisable at $0.099, expiring 31/08/2021
2,500,000 – options exercisable at $0.19, expiring 25/11/2022
2,000,000 – options exercisable at $2.65, expiring 29/11/2025
and subject to vesting conditions.
Nature of change
Issue of incentive options following shareholder approval
granted on 30 November 2020.
Example: on-market trade, off-market trade,
exercise of options, issue of securities under
dividend reinvestment plan, participation in
buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder
(if issued securities)
N/A
Date of change
N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
N/A
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the N/A
trade to proceed during this period?
If prior written clearance was provided, on what date was N/A
this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
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