Appendix 3Y-William Garner
Released
Released
Announcement PDF
ASX Announcement
Appendix 3Y-Dr Bill Garner
11 March 2020 – The Board of Race Oncology Limited (ASX: RAC) authorised the sale of 4,000,000
fully paid ordinary shares by Dr Bill Garner on Friday 6 March 2020 at a price of $0.30 per share.
This sale will enable Merchant Opportunities Fund to become a significant holder in the
Company while avoiding unnecessary dilution to shareholders.
The Board is fully committed to minimising shareholder dilution at all times and continues to
strengthen the Company’s shareholder base by attracting strategic, long term institutional investors,
such as the Merchant Opportunities Fund.
The Appendix 3Y is attached.
-
ENDS
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About Race Oncology (RAC: ASX)
Race Oncology (RAC) is a drug development biotech with a Phase II cancer drug called Bisantrene. RAC
has compelling clinical data for Bisantrene in acute myeloid leukaemia (AML) as well as breast and
ovarian cancer. RAC is pursuing an exciting ‘5-Path’ clinical development strategy that involves parallel
US and Australian clinical trials in AML, breast and ovarian with clinical trials to begin in 2020.
Release authorised by:
Media contact:
Peter Molloy, Managing Director
Heidi Cuthbert
plmolloy@raceoncology.com
+61 411 272 366
heidi.cuthbert@multiplier.com.au
Released through: Henry Jordan, Six Degrees Investor Relations: +61 (0) 431 271 538
Race Oncology Limited ABN 61 149 318 749
Registered office: L40, 140 William St, Melbourne VIC 3004
www.raceoncology.com
Appendix 3Y
Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and
documents given to ASX become ASX’s property and may be made public.
Introduced 30/9/2001.
Name of entity
Race Oncology Limited
ABN
61 149 318 749
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the
director for the purposes of section 205G of the Corporations Act.
Name of Director
William James Garner
Date of last notice
26 November 2019
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Direct or indirect interest
1.
2.
Direct
Indirect
Nature of indirect interest
(including registered holder)
2.
Citicorp Nominees Pty Ltd – Beneficial Interest
Note: Provide details of the circumstances
giving rise to the relevant interest.
Date of change
6 March 2020
No. of securities held prior
to change
1. 17,705,078 Ordinary Shares
757,575 Options exercisable at $0.099, expiring 31/08/2021
1,000,000 Options exercisable at $0.25, expiring 25/11/2021
2. 225,000 Ordinary Shares
Class
Ordinary Shares
Number acquired
Nil
Number disposed
1. 4,000,000
Value/Consideration
includes brokerage/gst
$1,194,000
Note: If consideration is non-cash, provide
details and estimated valuation
+ See chapter 19 for defined terms.
Appendix 3Y Page 1
Appendix 3Y
Change of Director’s Interest Notice
No. of securities held after
change
1. 13,705,078 Ordinary Shares
757,575 Options exercisable at $0.099, expiring 31/08/2021
1,000,000 Options exercisable at $0.25, expiring 25/11/2021
2. 225,000 Ordinary Shares
Nature of change
Off-market transaction – sale to strategic investor.
Example: on-market trade, off-market trade,
exercise of options, issue of securities under
dividend reinvestment plan, participation in
buy-back
Part 2 – Change of director’s interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be
disclosed in this part.
Detail of contract
N/A
Nature of interest
N/A
Name of registered holder
(if issued securities)
N/A
Date of change
N/A
No. and class of securities to N/A
which interest related prior to
change
Note: Details are only required for a contract in relation
to which the interest has changed
Interest acquired
N/A
Interest disposed
N/A
Value/Consideration
N/A
Note: If consideration is non-cash, provide details and an
estimated valuation
Interest after change
N/A
Part 3 – +Closed period
Were the interests in the securities or contracts detailed No.
above traded during a +closed period where prior written
clearance was required?
If so, was prior written clearance provided to allow the trade N/A
to proceed during this period?
If prior written clearance was provided, on what date was this N/A
provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2
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